Stringer, Lydia Teagan Elizabeth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-21 | 2012-06-12 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-06-15 | 2024-03-04 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-12-04 | 2024-03-04 | Rep | Dealing in securities | 2017-12-04 | 2024-03-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2012-09-12 | 2013-07-24 | Rep | Dealing in securities | 2012-09-12 | 2017-09-04 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2012-09-12 | 2015-08-13 | Rep | Dealing in futures contracts | 2012-09-12 | 2017-09-04 | Rep | Automated trading services | 2013-07-24 | 2015-08-13 |
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