Su, Wen (SFC:ATO953) 蘇文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2012-08-03 | 2014-07-12 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-08-03 | 2014-07-12 | Rep | Asset management | 2012-08-03 | 2014-07-12 | Rep | Dealing in securities | 2012-11-28 | 2014-07-12 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-29 | 2011-10-11 |
| 4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on securities | 2009-08-25 | 2011-03-28 |
| 5 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2014-08-15 | 2016-05-10 | Rep | Asset management | 2014-08-15 | 2016-05-10 | Rep | Dealing in securities | 2014-08-15 | 2016-05-10 |
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