Tam, Pak Chuen 譚伯全

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA LIMITED Rep Dealing in securities 2013-08-05 2015-10-23
2 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2005-08-12 2012-02-10
3 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2003-08-22
Rep Advising on corporate finance 2005-02-15
Rep Advising on securities 2005-02-15
Rep Asset management 2005-02-15
Rep Dealing in securities 2012-02-10
4 METRO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2012-06-27 2013-07-23
5 Success Securities Limited Rep Dealing in securities 2018-09-05

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