Tam, Pak Chuen 譚伯全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-15 | |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-15 | |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-02-15 | |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-02-10 | |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-12 | 2012-02-10 |
| 7 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-27 | 2013-07-23 |
| 8 | CLSA LIMITED | Rep | Dealing in securities | 2013-08-05 | 2015-10-23 |
| 9 | Success Securities Limited | Rep | Dealing in securities | 2018-09-05 |
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