Tang, Christopher Archer Chun Ting 鄧振廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-11 | 2023-02-24 | Rep | Dealing in futures contracts | 2023-02-24 | 2023-10-08 | RO | Advising on securities | 2023-02-24 | 2023-10-08 | RO | Dealing in securities | 2023-02-24 | 2023-10-08 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Advising on corporate finance | 2005-05-04 | Rep | Dealing in securities | 2007-03-07 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-11-09 | 2005-05-04 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-20 | 2009-06-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-03-20 | 2009-06-10 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2009-06-10 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-11-21 | Rep | Dealing in securities | 2023-11-21 |
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