Tong, Philip Wai Chiu 唐偉潮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-09-02 | 2010-02-27 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2020-05-26 | RO | Dealing in securities | 2020-05-26 | 2023-04-30 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-17 | 2012-08-24 | Rep | Advising on corporate finance | 2010-03-30 | 2012-08-24 | Rep | Dealing in securities | 2010-03-30 | 2012-08-24 |
| 4 | Huarong International Capital Limited (HK) | Rep | Advising on corporate finance | 2016-07-12 | 2017-03-10 | Rep | Dealing in securities | 2016-07-12 | 2017-03-10 |
| 5 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2016-01-19 | 2016-07-08 | Rep | Dealing in securities | 2016-01-19 | 2017-03-10 |
| 6 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-09-21 | 2023-04-30 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-09-21 | 2018-04-19 | RO | Dealing in securities | 2018-04-19 | 2020-04-17 |
| 8 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2017-05-08 | 2017-07-07 |
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