Tse, Hiu Yu 謝曉瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-11-30 | 2012-07-05 | Rep | Advising on securities | 2009-11-30 | 2012-07-05 | Rep | Dealing in securities | 2009-11-30 | 2012-07-05 | Rep | Dealing in futures contracts | 2017-02-01 | 2017-03-18 | Rep | Dealing in securities | 2017-02-01 | 2017-03-18 | Rep | Advising on securities | 2017-04-28 | 2021-09-06 | Rep | Dealing in securities | 2017-04-28 | 2021-09-06 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-12-17 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-12-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy