Ulmer, Julian Jerome
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-03-17 | 2011-06-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-17 | 2011-06-17 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-08-01 | 2012-05-03 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-08-01 | 2012-05-03 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-01 | 2012-05-03 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-01 | 2012-05-03 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2012-08-06 | 2012-11-15 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-08-06 | 2012-11-15 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-08-06 | 2012-11-15 |
| 10 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2012-08-06 | 2012-11-15 |
| 11 | BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2013-05-08 | 2015-01-31 |
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