Wang, Jian (SFC:AVM361) 王健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2016-11-14 | 2018-07-25 | Rep | Dealing in securities | 2016-11-14 | 2018-07-25 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2016-11-14 | 2018-07-25 | Rep | Dealing in securities | 2016-11-14 | 2018-07-25 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-16 | 2011-11-01 | Rep | Automated trading services | 2010-09-14 | 2011-11-01 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2019-01-07 | 2019-07-23 | Rep | Dealing in securities | 2019-01-07 | 2019-07-23 |
| 5 | Kaisa Asset Management Limited | Rep | Advising on securities | 2020-03-26 | 2020-04-06 |
| 6 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-03-26 | 2020-04-06 |
| 7 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2012-03-26 | 2012-11-20 |
| 8 | Nerico Brothers Limited (HK) | RO | Dealing in securities | 2021-07-30 | 2021-12-01 |
| 9 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-01 | 2016-10-12 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2022-01-20 | 2022-05-24 | RO | Dealing in securities | 2022-05-24 | 2023-07-08 |
| 11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-31 | 2015-07-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy