Wang, Jiawei (SFC:APF036) 王佳瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-03 | 2009-02-28 | Rep | Dealing in securities | 2007-07-03 | 2009-02-28 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-03 | 2009-02-28 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2015-01-15 | 2017-12-11 | Rep | Dealing in securities | 2015-01-15 | 2017-12-11 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-08-10 | 2010-11-12 | Rep | Advising on securities | 2009-08-17 | 2010-11-12 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-17 | 2012-08-18 | Rep | Advising on securities | 2011-08-17 | 2012-08-18 | Rep | Dealing in securities | 2011-08-17 | 2012-08-18 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-02-22 | 2020-03-04 | Rep | Advising on securities | 2018-02-22 | 2020-03-04 | Rep | Dealing in securities | 2018-02-22 | 2020-03-04 | RO | Advising on corporate finance | 2020-03-04 | RO | Advising on securities | 2020-03-04 | RO | Dealing in securities | 2020-03-04 |
| 7 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-10 | 2013-04-12 | Rep | Dealing in securities | 2012-10-10 | 2013-04-12 |
| 8 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-12-07 | 2011-06-27 | Rep | Dealing in securities | 2010-12-07 | 2011-06-27 |
| 9 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-12-07 | 2011-06-27 |
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