Wang, Gillian Ka Kai 王嘉娸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-10-13 | 2023-11-22 | Rep | Dealing in futures contracts | 2023-10-30 | 2023-11-22 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-05-19 | 2007-03-03 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2007-03-03 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-16 | 2013-10-30 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-16 | 2023-08-18 |
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