Wang, Xiaoxi (SFC:ARO679) 王小溪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-06-09 | 2022-07-25 | Rep | Dealing in securities | 2015-06-09 | 2022-07-25 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-09-03 | 2015-04-23 | Rep | Advising on securities | 2008-09-03 | 2015-04-23 | Rep | Dealing in securities | 2008-09-03 | 2015-04-23 |
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