Wang, Xue (SFC:ARM171) 王雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-09-23 | 2010-09-07 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-09-23 | 2010-09-07 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-09-14 | 2013-11-01 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-08-16 | |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-14 | 2009-08-17 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-31 | 2019-05-16 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-08-12 |
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