Wang, Yuchen (SFC:AXY201) 王宇辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-08-24 | 2012-12-09 | Rep | Advising on securities | 2011-08-24 | 2012-12-09 | Rep | Dealing in securities | 2011-08-24 | 2012-12-09 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-10-26 | |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-10-26 | |
| 4 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2015-04-10 | 2017-06-30 | Rep | Asset management | 2015-04-10 | 2017-06-30 |
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