Wen, Jieyu 温婕妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-04-19 | 2014-10-18 | Rep | Dealing in securities | 2012-04-19 | 2014-10-18 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-08-17 | 2011-11-01 | Rep | Dealing in securities | 2011-08-17 | 2011-11-01 |
3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-08-09 | 2008-09-29 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2011-06-04 |
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