Wu, Nan (SFC:AUW139) 吳楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2017-09-20 | 2019-08-19 | Rep | Advising on securities | 2018-03-02 | 2019-11-09 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2018-03-02 | 2019-11-09 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-03-11 | 2010-11-29 | Rep | Advising on securities | 2010-03-11 | 2010-11-29 | Rep | Dealing in securities | 2010-03-11 | 2010-11-29 | Rep | Advising on corporate finance | 2011-08-25 | 2016-05-14 | Rep | Advising on securities | 2011-08-25 | 2016-05-14 | Rep | Dealing in securities | 2011-08-25 | 2016-05-14 |
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