Xie, Hao (SFC:ARF815) 謝皓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-06-20 | 2016-03-01 | Rep | Advising on securities | 2008-06-20 | 2016-03-01 | Rep | Dealing in securities | 2008-06-20 | 2016-03-01 |
| 2 | DSG Financial Advisory (HK) Co. Limited | RO | Advising on corporate finance | 2017-07-26 | 2024-01-12 |
| 3 | DSG Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-08-29 | 2017-03-10 | Rep | Dealing in securities | 2016-08-29 | 2017-03-10 | Rep | Advising on securities | 2018-02-07 | 2019-07-18 | Rep | Dealing in securities | 2018-02-07 | 2019-07-18 | RO | Dealing in securities | 2019-07-18 | 2022-07-18 | RO | Advising on securities | 2019-07-18 | 2024-01-12 |
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