Xu, Ting Li 徐頲立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-20 | 2016-11-29 | Rep | Advising on corporate finance | 2010-08-02 | 2012-07-10 | Rep | Advising on securities | 2010-08-02 | 2016-11-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-03-16 | 2021-03-05 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-07-03 | 2021-03-05 |
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