Yen, Tzu-han 嚴子涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2006-05-30 | 2006-11-17 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2007-03-07 | 2007-05-09 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-24 | 2011-11-26 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2021-04-28 | |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-05-24 | 2011-11-26 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-06-25 | 2019-07-04 |
| 7 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2006-05-30 | 2006-11-17 |
| 8 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-03-07 | 2007-05-09 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-24 | 2011-11-26 |
| 10 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-25 | 2019-07-04 |
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