Yeung, Queenie Wan Man 楊韻汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNS Securities (HK) Limited | RO | Advising on securities | 2021-07-02 | 2022-12-31 | RO | Dealing in securities | 2021-07-02 | 2022-12-31 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-09-07 | 2015-01-09 | Rep | Dealing in securities | 2016-12-06 | 2018-04-10 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-09-07 | 2015-01-09 | Rep | Dealing in futures contracts | 2016-06-29 | 2018-04-10 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-12-14 | 2018-04-11 |
| 5 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-13 | 2016-02-15 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-13 | 2015-12-16 | RO | Dealing in securities | 2015-12-16 | 2018-04-11 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-13 | 2012-06-02 | Rep | Automated trading services | 2008-11-07 | 2012-06-02 | Rep | Dealing in futures contracts | 2008-11-07 | 2012-06-02 |
| 8 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-12-12 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-12-12 | 2008-11-24 |
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