Yin, He 尹賀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-07-25 | 2010-02-03 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-02-23 | 2016-11-16 |
3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-03 | 2017-10-31 |
4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-20 | |
5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-02-25 | 2007-06-16 |
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