Yin, He 尹賀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2007-07-25 2010-02-03
2 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2010-02-23 2016-11-16
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2017-03-03 2017-10-31
4 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2019-05-20
5 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2004-02-25 2007-06-16

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