Yu, Chiung-yin 尤瓊瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-13 | 2010-09-07 | Rep | Advising on securities | 2010-05-13 | 2010-09-07 | Rep | Dealing in securities | 2010-05-13 | 2013-12-05 | Rep | Automated trading services | 2010-09-14 | 2013-11-01 |
2 | NATIXIS ASIA LIMITED | Rep | Dealing in securities | 2008-09-26 | 2008-12-12 |
3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-03-10 | 2019-04-11 |
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