Yusup, Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-04-26 | 2007-07-13 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2006-04-26 | 2007-07-13 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-29 | 2016-10-27 | Rep | Automated trading services | 2008-11-07 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-07 | 2016-10-27 | Rep | Asset management | 2016-07-19 | 2016-10-27 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-08-29 | 2008-11-24 | Rep | Automated trading services | 2007-09-05 | 2008-11-24 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-29 | 2016-09-28 | Rep | Automated trading services | 2013-08-22 | 2015-04-02 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-07-28 | 2006-03-31 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-07-28 | 2006-03-31 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-07-28 | 2006-03-31 |
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