Zhang, Harvey Yang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-10-28 | 2013-11-01 | Rep | Dealing in futures contracts | 2009-10-28 | 2015-06-19 | Rep | Dealing in securities | 2009-10-28 | 2015-06-19 | Rep | Advising on securities | 2012-09-05 | 2015-06-19 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2016-03-29 | 2016-10-31 | Rep | Dealing in securities | 2016-03-29 | 2016-10-31 | Rep | Advising on futures contracts | 2016-03-29 | 2023-04-11 | Rep | Dealing in futures contracts | 2016-03-29 | 2023-04-11 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-07-13 | Rep | Dealing in securities | 2023-07-13 |
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