Zhao-Fiorello, Iris Yue
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2009-01-05 | 2009-04-05 | Rep | Dealing in securities | 2009-01-05 | 2009-04-05 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-06-29 | 2012-07-19 | Rep | Dealing in securities | 2009-06-29 | 2012-07-19 | RO | Advising on securities | 2012-07-19 | 2014-01-17 | RO | Dealing in securities | 2012-07-19 | 2014-01-17 |
| 3 | GCM Investments Hong Kong Limited | RO | Advising on securities | 2014-06-16 | 2019-12-11 | RO | Dealing in securities | 2014-06-16 | 2019-12-11 |
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