Yau, Chuen Lok 丘傳樂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BMI FUNDS MANAGEMENT LIMITED Rep Advising on securities 2013-07-26 2014-10-13
Rep Asset management 2013-07-26 2014-10-13
Rep Dealing in securities 2013-07-26 2014-10-13
2 BMI Securities Limited Rep Dealing in securities 2013-09-12 2014-10-13
3 Caitong International Asset Management Co., Limited Rep Asset management 2015-07-09 2017-05-02
4 CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2020-03-06 2020-03-25
RO Advising on securities 2020-03-25 2024-08-23
RO Asset management 2020-03-25 2024-08-23
RO Dealing in securities 2022-08-01 2024-08-23
5 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2006-12-20 2012-09-28
Rep Asset management 2006-12-20 2012-09-28
6 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2014-11-12 2015-07-06
Rep Asset management 2014-11-12 2015-07-06
7 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Rep Advising on securities 2014-10-20 2014-10-27
Rep Asset management 2014-10-20 2014-10-27
Rep Dealing in securities 2014-10-20 2014-10-27
8 ICBC INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2014-11-12 2015-07-06
9 ICBC INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2014-11-12 2015-07-06
Rep Dealing in futures contracts 2014-11-12 2015-07-06
Rep Dealing in securities 2014-11-12 2015-07-06
10 Marketsense Asset Management Limited RO Asset management 2017-11-03 2020-03-02

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