Yau, Chuen Lok 丘傳樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2013-07-26 | 2014-10-13 | Rep | Asset management | 2013-07-26 | 2014-10-13 | Rep | Dealing in securities | 2013-07-26 | 2014-10-13 |
| 2 | BMI Securities Limited | Rep | Dealing in securities | 2013-09-12 | 2014-10-13 |
| 3 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2015-07-09 | 2017-05-02 |
| 4 | CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-03-06 | 2020-03-25 | RO | Advising on securities | 2020-03-25 | RO | Asset management | 2020-03-25 | RO | Dealing in securities | 2022-08-01 |
| 5 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-12-20 | 2012-09-28 | Rep | Asset management | 2006-12-20 | 2012-09-28 |
| 6 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-11-12 | 2015-07-06 | Rep | Asset management | 2014-11-12 | 2015-07-06 |
| 7 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2014-10-20 | 2014-10-27 | Rep | Asset management | 2014-10-20 | 2014-10-27 | Rep | Dealing in securities | 2014-10-20 | 2014-10-27 |
| 8 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-12 | 2015-07-06 |
| 9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-11-12 | 2015-07-06 | Rep | Dealing in futures contracts | 2014-11-12 | 2015-07-06 | Rep | Dealing in securities | 2014-11-12 | 2015-07-06 |
| 10 | Marketsense Asset Management Limited | RO | Asset management | 2017-11-03 | 2020-03-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy