Tsang, Wing Kin 曾永堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-30 | |
| 2 | EAA SECURITIES LIMITED | Rep | Advising on securities | 2003-05-30 | EAA SECURITIES LIMITED | RO | 2006-04-21 | 2008-05-24 | CSC SECURITIES (HK) LIMITED | Rep | 2008-05-30 | 2008-07-14 | CSC SECURITIES (HK) LIMITED | RO | 2008-07-14 | 2016-06-18 | Kirin Securities Limited | RO | 2017-05-26 | 2017-06-23 | Yuan Tong Global Securities Limited | RO | 2017-10-27 | 2021-12-20 | Rafter Capital Limited | RO | 2022-04-04 |
| 3 | EAA SECURITIES LIMITED | Rep | Asset management | 2003-05-30 | CSC SECURITIES (HK) LIMITED | RO | 2015-05-07 | 2016-06-18 | Kirin Asset Management Limited | Rep | 2016-07-29 | 2016-09-15 | Kirin Asset Management Limited | RO | 2016-09-15 | 2017-06-23 | Yuan Tong Global Asset Management Limited | RO | 2017-12-20 | 2021-12-20 | Rafter Capital Limited | RO | 2022-04-04 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2009-07-09 | CSC FUTURES (HK) LIMITED | Rep | 2009-07-17 | 2014-01-22 | CSC SECURITIES (HK) LIMITED | RO | 2014-01-22 | 2016-06-18 | Yuan Tong Global Securities Limited | RO | 2019-06-11 | 2021-12-20 |
| 5 | EAA SECURITIES LIMITED | Rep | Dealing in securities | 2003-05-30 | Prime Cdex Securities Limited | Rep | 2005-02-08 | 2006-01-16 | EAA SECURITIES LIMITED | Rep | 2006-02-01 | 2006-04-21 | EAA SECURITIES LIMITED | RO | 2006-04-21 | 2008-05-24 | CSC SECURITIES (HK) LIMITED | Rep | 2008-05-30 | 2008-07-14 | CSC SECURITIES (HK) LIMITED | RO | 2008-07-14 | 2016-06-18 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | RO | 2010-06-03 | 2012-12-31 | Kirin Securities Limited | RO | 2017-05-26 | 2017-06-23 | Yuan Tong Global Securities Limited | RO | 2017-10-27 | 2021-12-20 |
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