Li, Yat Yu 李逸瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-09-25 | |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-25 | |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2013-09-13 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-08-15 | 2013-09-13 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-21 | 2011-06-04 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-21 | 2011-06-04 | Rep | Advising on securities | 2011-02-21 | 2011-06-04 |
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