Li, Jiang Zheng 李洸政
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-10-16 | 2008-10-20 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-10-16 | 2008-10-20 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-12-11 | 2011-12-08 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-11-15 | 2013-07-02 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-15 | 2013-07-02 |
| 6 | Monex Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2013-07-05 | 2014-05-31 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-03-18 | 2008-07-01 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-18 | 2008-07-01 |
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