Li, Siu Hong 李紹康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Tonghai (IA) Limited | Rep | Advising on securities | 2009-01-19 | 2010-03-08 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2010-03-18 | 2015-09-24 |
3 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2015-12-04 | |
4 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-09-12 | 2008-11-01 |
5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2007-08-02 | 2007-09-05 |
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