Ngai, Sing Lung 魏星龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2017-08-11 | 2018-03-01 | Rep | Dealing in securities | 2017-08-11 | 2018-03-01 |
| 2 | CHELSEA SECURITIES LIMITED (HK) | Rep | Advising on securities | 2022-10-21 | 2022-12-23 | Rep | Asset management | 2022-10-21 | 2022-12-23 | Rep | Dealing in securities | 2022-10-21 | 2022-12-23 | RO | Advising on securities | 2022-12-23 | RO | Asset management | 2022-12-23 | RO | Dealing in securities | 2022-12-23 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-22 | 2010-04-22 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2010-10-26 | 2014-03-05 | RO | Advising on securities | 2014-03-05 | 2014-10-07 | Rep | Advising on securities | 2014-10-22 | 2014-11-18 |
| 5 | Hao Tian Asset Management Limited | Rep | Asset management | 2018-04-04 | 2018-12-17 |
| 6 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-04-04 | 2018-12-17 |
| 7 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-03-27 | 2018-12-17 |
| 8 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-12-27 | 2019-04-02 | RO | Asset management | 2019-04-02 | 2020-09-30 |
| 9 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-27 | 2020-09-30 |
| 10 | MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2020-10-23 | 2022-09-30 | RO | Asset management | 2020-10-23 | 2022-09-30 | RO | Dealing in securities | 2020-10-23 | 2022-09-30 | Rep | Dealing in futures contracts | 2022-03-18 | 2022-09-30 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-02 | 2009-10-03 | Rep | Dealing in securities | 2008-05-02 | 2009-10-03 |
| 12 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2018-12-27 | 2020-09-30 | Rep | Advising on securities | 2019-01-02 | 2019-04-02 | RO | Advising on securities | 2019-04-02 | 2020-09-30 |
| 13 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2014-12-23 | 2015-06-10 | Rep | Dealing in securities | 2015-02-09 | 2015-06-10 |
| 14 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-09 | 2015-06-10 |
| 15 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2010-10-01 |
| 16 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-27 | 2010-10-01 |
| 17 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-18 | 2010-10-01 |
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