Yuan, Ye (SFC:BJK566) 袁野
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-10-27 | Rep | Advising on securities | 2021-11-19 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-10-27 | |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2020-07-20 | 2021-09-17 | Rep | Dealing in securities | 2020-07-20 | 2021-09-17 |
| 4 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2017-10-26 | 2020-06-27 | Rep | Dealing in securities | 2017-10-26 | 2020-06-27 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-07-16 | 2020-06-27 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-04-13 | 2017-09-29 | Rep | Dealing in securities | 2017-04-13 | 2017-09-29 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2017-04-13 | 2017-09-29 |
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