Sum, Ming Kit 沈明傑

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Anuenue Securities Limited Rep Dealing in securities 2007-06-21 2008-08-22
2 CHOW SANG SANG SECURITIES (HK) LIMITED Rep Advising on corporate finance 2003-06-16
Rep Advising on securities 2003-06-16
Rep Asset management 2003-06-16
Rep Automated trading services 2003-06-16
Rep Dealing in securities 2003-06-16
3 CHOW SANG SANG SECURITIES LIMITED Rep Advising on corporate finance 2003-06-16
Rep Advising on securities 2003-06-16
Rep Asset management 2003-06-16
Rep Automated trading services 2003-06-16
Rep Dealing in securities 2003-06-16
4 CORPORATE BROKERS LIMITED Rep Dealing in securities 2003-08-21 2003-11-17
Rep Dealing in securities 2004-03-30 2006-09-11
5 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2009-05-05 2011-10-31
6 DT Securities & Futures Co. Limited Rep Dealing in securities 2019-08-21
7 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2014-01-17 2019-08-07
8 HOU TAK SECURITIES LIMITED Rep Dealing in securities 2006-09-18 2007-06-08
9 METRO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2008-09-10 2009-05-01
10 TC Concord Securities Limited Rep Dealing in securities 2003-11-18 2004-03-26

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