Sum, Ming Kit 沈明傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Anuenue Securities Limited | Rep | Dealing in securities | 2007-06-21 | 2008-08-22 |
2 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Automated trading services | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
3 | CHOW SANG SANG SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Automated trading services | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
4 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2003-08-21 | 2003-11-17 | Rep | Dealing in securities | 2004-03-30 | 2006-09-11 |
5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-05-05 | 2011-10-31 |
6 | DT Securities & Futures Co. Limited | Rep | Dealing in securities | 2019-08-21 | |
7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-17 | 2019-08-07 |
8 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-18 | 2007-06-08 |
9 | METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-10 | 2009-05-01 |
10 | Open Securities Limited | Rep | Dealing in securities | 2003-11-18 | 2004-03-26 |
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