Sun, Jie (SFC:AWC668) 孫潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-11-27 | 2014-12-12 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2010-11-09 | 2012-06-15 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2012-06-27 | 2012-08-28 |
4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2012-09-11 | 2013-11-18 |
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