Tu, Yu-hui 凃玉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-17 | 2005-05-18 | Rep | Advising on corporate finance | 2007-07-09 | 2008-12-04 |
| 2 | CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Dealing in securities | 2004-07-16 | 2005-05-18 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-13 | 2007-06-13 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-04-17 | 2005-05-18 | Rep | Dealing in securities | 2006-07-21 | 2013-10-29 | RO | Dealing in securities | 2013-10-29 | 2017-08-01 | RO | Advising on securities | 2015-01-28 | 2017-08-01 |
| 5 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-06-12 | 2006-07-03 |
| 6 | NEW PROSPECT CAPITAL LIMITED | RO | Advising on securities | 2018-05-24 | 2024-02-16 | RO | Dealing in securities | 2018-05-24 | 2024-02-16 |
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