Wong, Man Tai (SFC:ALB654) 黃文泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Securities Co., Limited | Rep | Advising on securities | 2018-01-23 | 2018-02-21 | RO | Advising on securities | 2018-02-21 | 2019-12-23 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-15 | 2008-05-22 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-03 | 2008-05-22 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2010-01-08 | 2016-01-07 | RO | Advising on securities | 2016-01-07 | 2017-12-10 | Rep | Asset management | 2016-05-12 | 2017-12-10 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-01-23 | 2010-01-01 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-23 | 2010-01-01 | Rep | Advising on securities | 2009-03-18 | 2010-01-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-11 | 2004-10-05 |
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