Yuan, Shih-Hsiang 阮世祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-04-02 | 2007-10-09 | RO | Dealing in securities | 2007-10-09 | 2008-05-27 | Rep | Dealing in securities | 2008-05-27 | 2012-07-06 | Rep | Advising on securities | 2009-08-14 | 2012-07-06 |
| 2 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Advising on securities | 2012-08-02 | 2014-09-30 | Rep | Dealing in securities | 2012-08-02 | 2014-09-30 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-10-13 | Rep | Dealing in securities | 2014-10-13 | Rep | Dealing in futures contracts | 2016-08-29 |
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