Chang, Steve Deh-Mo 張德懋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-08 | 2008-11-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-08-08 | 2008-11-19 | Rep | Dealing in securities | 2007-08-08 | 2008-11-19 |
| 3 | CSOP Asset Management Limited | Rep | Advising on securities | 2011-01-19 | 2014-08-21 | Rep | Asset management | 2011-01-19 | 2014-08-21 |
| 4 | JMC Capital HK Limited | Rep | Advising on securities | 2021-10-21 | 2023-12-20 | Rep | Asset management | 2021-10-21 | 2023-12-20 | Rep | Dealing in securities | 2021-12-06 | 2023-12-20 | RO | Advising on securities | 2023-12-20 | RO | Asset management | 2023-12-20 | RO | Dealing in securities | 2023-12-20 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-09-01 | 2010-11-01 | Rep | Dealing in securities | 2014-08-26 | 2016-02-17 | RO | Dealing in securities | 2016-02-17 | 2018-01-03 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-09-01 | 2010-11-01 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-11-01 | Rep | Dealing in futures contracts | 2014-08-26 | 2016-02-17 | Rep | Dealing in securities | 2014-08-26 | 2016-02-17 | RO | Dealing in futures contracts | 2016-02-17 | 2016-09-22 | RO | Dealing in securities | 2016-02-17 | 2018-01-03 | Rep | Dealing in futures contracts | 2016-09-22 | 2017-01-27 | RO | Dealing in futures contracts | 2017-01-27 | 2018-01-03 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-01 | 2010-08-20 |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2007-06-05 | Rep | Dealing in securities | 2007-06-05 |
| 9 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-06-05 | Rep | Dealing in futures contracts | 2007-06-05 |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-10-26 | 2007-06-05 |
| 11 | RAYS Capital Partners Limited | Rep | Advising on securities | 2018-06-08 | 2021-06-30 | Rep | Asset management | 2018-06-08 | 2021-06-30 |
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