Ye, Zhu 葉硃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-06-04 | 2021-07-30 | Rep | Asset management | 2021-06-04 | 2021-07-30 | RO | Advising on securities | 2021-07-30 | RO | Asset management | 2021-07-30 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2022-05-26 | |
| 3 | CSOP Asset Management Limited | Rep | Asset management | 2009-05-20 | 2015-10-09 | Rep | Advising on securities | 2009-07-16 | 2015-10-09 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Advising on futures contracts | 2021-06-04 | 2021-07-30 | RO | Advising on futures contracts | 2021-07-30 |
| 5 | TFI Asset Management Limited | Rep | Advising on securities | 2015-11-12 | 2016-10-14 | Rep | Asset management | 2015-11-12 | 2016-10-14 | RO | Advising on securities | 2016-10-14 | 2021-05-17 | RO | Asset management | 2016-10-14 | 2021-05-17 | Rep | Advising on futures contracts | 2017-02-16 | 2020-09-02 | RO | Advising on futures contracts | 2020-09-02 | 2021-05-17 |
| 6 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2020-01-17 | 2021-05-17 |
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