Tai, Wai Man (SFC:AQD347) 戴偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTW SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-14 | 2015-07-15 |
| 2 | DEYING INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2017-04-24 | 2019-06-19 |
| 3 | FinPro Asset Management Limited | RO | Advising on securities | 2024-01-23 | RO | Asset management | 2024-01-23 | RO | Dealing in securities | 2024-01-23 |
| 4 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-08 | 2016-08-16 | RO | Dealing in securities | 2016-08-16 | 2016-08-26 |
| 5 | M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2015-09-02 | 2015-12-21 |
| 6 | Redstone Asset Management Limited | RO | Advising on securities | 2022-01-13 | 2024-01-14 | RO | Asset management | 2022-01-13 | 2024-01-14 |
| 7 | Wealthy Securities Limited | RO | Advising on securities | 2019-06-27 | 2020-09-30 | RO | Asset management | 2019-06-27 | 2020-09-30 | RO | Dealing in securities | 2019-06-27 | 2020-09-30 |
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