Holland, Thomas Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Celera Markets Limited | RO | Asset management | 2021-04-23 | RO | Advising on futures contracts | 2021-04-23 | 2021-12-10 | RO | Advising on securities | 2021-04-23 | 2021-12-10 | Rep | Advising on futures contracts | 2021-12-10 | 2022-09-30 | Rep | Advising on securities | 2021-12-10 | 2022-09-30 |
| 2 | CUBE CAPITAL HK LIMITED | RO | Advising on securities | 2007-10-17 | 2014-07-31 | RO | Asset management | 2007-10-17 | 2014-07-31 |
| 3 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2003-11-04 | 2006-05-04 | Rep | Asset management | 2003-11-04 | 2006-05-04 | Rep | Advising on corporate finance | 2006-04-19 | 2006-05-04 |
| 4 | TRANSASIA PRIVATE CAPITAL LIMITED | Rep | Asset management | 2019-08-01 | 2019-12-16 | Rep | Advising on securities | 2019-11-12 | 2020-08-31 | Rep | Dealing in securities | 2019-11-12 | 2020-08-31 | RO | Asset management | 2019-12-16 | 2020-08-31 |
| 5 | Vana Holdings Limited | RO | Asset management | 2018-04-10 | 2019-06-20 |
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