Wong, Chi Kin (SFC:AIC832) 黃志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-09 | 2003-12-03 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-08-29 | 2003-12-03 |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2003-08-12 | Rep | Dealing in securities | 2003-08-13 |
| 4 | CUBE CAPITAL HK LIMITED | Rep | Advising on securities | 2008-08-20 | 2014-03-18 | Rep | Asset management | 2008-08-20 | 2014-03-18 | RO | Advising on securities | 2014-03-18 | 2014-09-30 | RO | Asset management | 2014-03-18 | 2014-09-30 |
| 5 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2014-12-16 | 2015-01-30 | Rep | Asset management | 2014-12-16 | 2015-01-30 | RO | Advising on securities | 2015-01-30 | 2015-09-30 | RO | Asset management | 2015-01-30 | 2015-09-30 |
| 6 | Huatai Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2022-05-20 | Rep | Asset management | 2022-05-20 |
| 7 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2005-12-12 | 2008-07-31 | Rep | Asset management | 2005-12-12 | 2008-07-31 |
| 8 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-24 | 2015-12-16 | Rep | Asset management | 2015-11-24 | 2015-12-16 | RO | Advising on securities | 2015-12-16 | 2022-03-14 | RO | Asset management | 2015-12-16 | 2022-03-14 |
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