Lau, Victor Wai Tat 劉偉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2016-09-30 | 2023-07-28 | Rep | Dealing in securities | 2016-09-30 | 2023-07-28 | RO | Advising on securities | 2023-07-28 | RO | Dealing in securities | 2023-07-28 |
| 2 | DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Dealing in securities | 2011-03-02 | 2016-09-24 | Rep | Advising on securities | 2015-05-18 | 2016-09-24 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-11 | 2008-07-29 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-22 | 2011-01-15 |
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