Ip, Hon Wah (SFC:ALN833) 葉漢華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVALOK CAPITAL LIMITED | Rep | Asset management | 2015-07-20 | 2016-02-29 | RO | Advising on securities | 2015-07-20 | 2016-02-29 | RO | Dealing in securities | 2015-07-20 | 2016-02-29 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-12-15 | 2005-01-26 |
| 3 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-05-10 | 2013-06-28 | RO | Dealing in securities | 2013-06-28 | 2015-01-19 | RO | Advising on securities | 2014-07-30 | 2015-01-19 |
| 4 | NFH Asset Management Limited | RO | Advising on securities | 2016-11-21 | RO | Asset management | 2016-11-21 |
| 5 | NFH Securities and Futures Limited | RO | Advising on futures contracts | 2016-11-21 | RO | Dealing in futures contracts | 2016-11-21 | RO | Dealing in securities | 2016-11-21 |
| 6 | Rifa Futures Limited | RO | Dealing in futures contracts | 2008-12-01 | 2009-05-20 | Rep | Dealing in futures contracts | 2011-04-15 | 2011-04-28 | RO | Dealing in futures contracts | 2011-04-28 | 2013-03-20 |
| 7 | Rifa Securities Limited | Rep | Dealing in securities | 2008-04-01 | 2008-08-26 | RO | Dealing in securities | 2008-08-26 | 2009-05-20 | Rep | Dealing in securities | 2011-04-15 | 2011-04-28 | RO | Dealing in securities | 2011-04-28 | 2013-03-20 |
| 8 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-06-12 | 2007-11-29 |
| 9 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-06-12 | 2007-11-29 |
| 10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-04-22 | 2007-05-31 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-22 | 2007-05-31 |
| 12 | TFI Asset Management Limited | RO | Advising on securities | 2013-01-28 | 2013-03-20 |
| 13 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2016-03-09 | 2016-10-03 | RO | Dealing in securities | 2016-03-09 | 2016-10-03 |
| 14 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-12-07 | 2008-03-01 |
| 15 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-12-07 | 2008-03-01 |
| 16 | Well Link Securities Limited | Rep | Dealing in securities | 2009-05-21 | 2011-04-01 | RO | Dealing in futures contracts | 2009-09-15 | 2011-04-01 |
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