Chan, Ka Leung (SFC:AEC408) 陳嘉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | RO | Dealing in futures contracts | 2018-07-31 | 2019-05-20 | RO | Advising on securities | 2018-09-05 | 2019-05-20 | RO | Dealing in securities | 2018-09-05 | 2019-05-20 |
| 2 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-02 | 2017-10-13 | RO | Dealing in securities | 2016-08-02 | 2017-10-13 |
| 3 | Open Securities Limited | Rep | Dealing in futures contracts | 2013-02-08 | 2014-03-10 | Rep | Dealing in securities | 2013-02-08 | 2014-03-10 | RO | Dealing in futures contracts | 2014-03-10 | 2016-01-31 | RO | Dealing in securities | 2014-03-10 | 2016-01-31 |
| 4 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2007-04-19 | 2009-08-31 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2013-02-03 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-07-31 | 2013-02-03 |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-10-08 | 2012-04-02 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2009-09-08 | 2012-04-02 |
| 9 | SHENG YUAN SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-11-17 | 2018-06-15 | RO | Dealing in securities | 2017-11-17 | 2018-06-15 |
| 10 | Tongjin Securities Limited | RO | Advising on futures contracts | 2020-01-17 | 2020-05-31 | RO | Advising on securities | 2020-01-17 | 2020-05-31 | RO | Dealing in futures contracts | 2020-01-17 | 2020-05-31 | RO | Dealing in securities | 2020-01-17 | 2020-05-31 |
| 11 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-06-08 | Rep | Advising on securities | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in securities | 2007-04-05 |
| 12 | VC FUTURES LIMITED | Rep | Advising on futures contracts | 2004-06-08 | Rep | Asset management | 2004-06-08 | Rep | Dealing in futures contracts | 2007-04-05 |
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