Cheung, Chung 張聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2009-09-05 | Rep | Advising on futures contracts | 2009-03-18 | 2009-09-05 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-17 | 2009-09-05 |
| 3 | PINESTONE SECURITIES LIMITED | Rep | Dealing in securities | 2013-02-27 | 2013-04-09 | RO | Dealing in securities | 2013-04-09 | 2013-11-11 | Rep | Dealing in securities | 2013-11-11 | 2014-01-01 |
| 4 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-10-02 | 2009-10-19 | Rep | Dealing in futures contracts | 2010-03-01 | 2013-01-28 |
| 5 | Rifa Securities Limited | Rep | Dealing in securities | 2009-10-02 | 2009-10-19 | Rep | Dealing in securities | 2010-03-01 | 2012-10-11 | RO | Dealing in securities | 2012-10-11 | 2013-01-28 |
| 6 | TFI Asset Management Limited | Rep | Advising on securities | 2010-11-01 | 2013-01-28 |
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