Lam, Wilson Chun 林峻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-05-15 | 2016-05-16 |
| 2 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2019-08-07 | 2021-06-11 |
| 3 | Planetree Discount Lending Limited | RO | Securities margin financing | 2021-05-11 | 2021-06-11 |
| 4 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2019-05-21 | 2021-06-11 |
| 5 | Planetree Securities Limited | Rep | Dealing in securities | 2019-03-05 | 2019-05-23 | RO | Dealing in securities | 2019-05-23 | 2021-06-11 |
| 6 | Quantum Capital Management Limited (HK) | Rep | Asset management | 2021-06-24 | 2021-08-03 | RO | Advising on securities | 2021-08-03 | RO | Asset management | 2021-08-03 |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-06-10 | 2014-05-09 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2003-12-23 | 2014-05-09 |
| 9 | Zhongcai Securities Limited | Rep | Dealing in securities | 2016-09-05 | 2018-11-30 |
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