Lee, Chong Shan 李創山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-08-01 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-08-01 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2005-09-30 | Rep | Automated trading services | 2003-05-26 | 2003-09-05 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-05-26 | 2003-09-02 | Rep | Dealing in securities | 2003-05-26 | 2005-09-30 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-03-11 | 2022-10-14 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-03-11 | |
| 7 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-08-06 | 2012-02-01 | Rep | Dealing in futures contracts | 2012-07-20 | 2013-03-01 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2009-08-06 | 2012-02-01 | Rep | Dealing in securities | 2012-07-20 | 2013-03-01 |
| 9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-07 | 2009-08-01 |
| 10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-07 | 2009-08-01 |
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