Lee, Hon Nam 李翰南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KPMG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2004-08-27 | |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-10-05 | 2006-08-24 |
3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-10-05 | 2012-02-16 |
4 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2006-08-24 | 2012-02-16 |
5 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-09-09 | 2014-02-18 |
6 | KGI CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-09-09 | 2014-05-17 |
7 | KGI CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-09-09 | 2014-05-17 |
8 | KGI CAPITAL ASIA LIMITED | RO | Advising on corporate finance | 2014-02-18 | 2014-05-17 |
9 | NFH Corporate Finance Limited | RO | Advising on corporate finance | 2015-11-17 | 2021-07-14 |
10 | NFH Securities and Futures Limited | Rep | Dealing in securities | 2017-08-25 | 2021-07-14 |
11 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2021-08-20 | |
12 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2021-08-20 | 2021-09-24 |
13 | SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2021-09-24 |
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